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RFC 011: Remove Gas From Tendermint

Changelog

Abstract

In the v0.25.0 release, Tendermint added a mechanism for tracking 'Gas' in the mempool. At a high level, Gas allows applications to specify how much it will cost the network, often in compute resources, to execute a given transaction. While such a mechanism is common in blockchain applications, it is not generalizable enough to be a maintained as a part of Tendermint. This RFC explores the possibility of removing the concept of Gas from Tendermint while still allowing applications the power to control the contents of blocks to achieve similar goals.

Background

The notion of Gas was included in the original Ethereum whitepaper and exists as an important feature of the Ethereum blockchain.

The whitepaper describes Gas as an Anti-DoS mechanism. The Ethereum Virtual Machine provides a Turing complete execution platform. Without any limitations, malicious actors could waste computation resources by directing the EVM to perform large or even infinite computations. Gas serves as a metering mechanism to prevent this.

Gas appears to have been added to Tendermint multiple times, initially as part of a now defunct /vm package, and in its most recent iteration as part of v0.25.0 as a mechanism to limit the transactions that will be included in the block by an additional parameter.

Gas has gained adoption within the Cosmos ecosystem as part of the Cosmos SDK. The SDK provides facilities for tracking how much 'Gas' a transaction is expected to take and a mechanism for tracking how much gas a transaction has already taken.

Non-SDK applications also make use of the concept of Gas. Anoma appears to implement a gas system to meter the transactions it executes.

While the notion of gas is present in projects that make use of Tendermint, it is not a concern of Tendermint's. Tendermint's value and goal is producing blocks via a distributed consensus algorithm. Tendermint relies on the application specific code to decide how to handle the transactions Tendermint has produced (or if the application wants to consider them at all). Gas is an application concern.

Our implementation of Gas is not currently enforced by consensus. Our current validation check that occurs during block propagation does not verify that the block is under the configured MaxGas. Ensuring that the transactions in a proposed block do not exceed MaxGas would require input from the application during propagation. The ProcessProposal method introduced as part of ABCI++ would enable such input but would further entwine Tendermint and the application. The issue of checking MaxGas during block propagation is important because it demonstrates that the feature as it currently exists is not implemented as fully as it perhaps should be.

Our implementation of Gas is causing issues for node operators and relayers. At the moment, transactions that overflow the configured 'MaxGas' can be silently rejected from the mempool. Overflowing MaxGas is the only way that a transaction can be considered invalid that is not directly a result of failing the CheckTx. Operators, and the application, do not know that a transaction was removed from the mempool for this reason. A stateless check of this nature is exactly what CheckTx exists for and there is no reason for the mempool to keep track of this data separately. A special MempoolError field was added in v0.35 to communicate to clients that a transaction failed after CheckTx. While this should alleviate the pain for operators wishing to understand if their transaction was included in the mempool, it highlights that the abstraction of what is included in the mempool is not currently well defined.

Removing Gas from Tendermint and the mempool would allow for the mempool to be a better abstraction: any transaction that arrived at CheckTx and passed the check will either be a candidate for a later block or evicted after a TTL is reached or to make room for other, higher priority transactions. All other transactions are completely invalid and can be discarded forever.

Removing gas will not be completely straightforward. It will mean ensuring that equivalent functionality can be implemented outside of the mempool using the mempool's API.

Discussion

This section catalogs the functionality that will need to exist within the Tendermint mempool to allow Gas to be removed and replaced by application-side bookkeeping.

Requirement: Provide Mempool Tx Sorting Mechanism

Gas produces a market for inclusion in a block. On many networks, a gas fee is included in pending transactions. This fee indicates how much a user is willing to pay per unit of execution and the fees are distributed to validators.

Validators wishing to extract higher gas fees are incentivized to include transactions with the highest listed gas fees into each block. This produces a natural ordering of the pending transactions. Applications wishing to implement a gas mechanism need to be able to order the transactions in the mempool. This can trivially be accomplished by sorting transactions using the priority field available to applications as part of v0.35's ResponseCheckTx message.

Requirement: Allow Application-Defined Block Resizing

When creating a block proposal, Tendermint pulls a set of possible transactions out of the mempool to include in the next block. Tendermint uses MaxGas to limit the set of transactions it pulls out of the mempool fetching a set of transactions whose sum is less than MaxGas.

By removing gas tracking from Tendermint's mempool, Tendermint will need to provide a way for applications to determine an acceptable set of transactions to include in the block.

This is what the new ABCI++ PrepareProposal method is useful for. Applications that wish to limit the contents of a block by an application-defined limit may do so by removing transactions from the proposal it is passed during PrepareProposal. Applications wishing to reach parity with the current Gas implementation may do so by creating an application-side limit: filtering out transactions from PrepareProposal the cause the proposal the exceed the maximum gas. Additionally, applications can currently opt to have all transactions in the mempool delivered during PrepareProposal by passing -1 for MaxGas and MaxBytes into ReapMaxBytesMaxGas.

Requirement: Handle Transaction Metadata

Moving the gas mechanism into applications adds an additional piece of complexity to applications. The application must now track how much gas it expects a transaction to consume. The mempool currently handles this bookkeeping responsibility and uses the estimated gas to determine the set of transactions to include in the block. In order to task the application with keeping track of this metadata, we should make it easier for the application to do so. In general, we'll want to keep only one copy of this type of metadata in the program at a time, either in the application or in Tendermint.

The following sections are possible solutions to the problem of storing transaction metadata without duplication.

Metadata Handling: EvictTx Callback

A possible approach to handling transaction metadata is by adding a new EvictTx ABCI method. Whenever the mempool is removing a transaction, either because it has reached its TTL or because it failed RecheckTx, EvictTx would be called with the transaction hash. This would indicate to the application that it could free any metadata it was storing about the transaction such as the computed gas fee.

Eviction callbacks are pretty common in caching systems, so this would be very well-worn territory.

Metadata Handling: Application-Specific Metadata Field(s)

An alternative approach to handling transaction metadata would be would be the addition of a new application-metadata field in the ResponseCheckTx. This field would be a protocol buffer message whose contents were entirely opaque to Tendermint. The application would be responsible for marshalling and unmarshalling whatever data it stored in this field. During PrepareProposal, the application would be passed this metadata along with the transaction, allowing the application to use it to perform any necessary filtering.

If either of these proposed metadata handling techniques are selected, it's likely useful to enable applications to gossip metadata along with the transaction it is gossiping. This could easily take the form of an opaque proto message that is gossiped along with the transaction.

References