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package mempool
import (
"bytes"
"container/list"
"crypto/sha256"
"fmt"
"sync"
"sync/atomic"
abci "github.com/tendermint/tendermint/abci/types"
cfg "github.com/tendermint/tendermint/config"
auto "github.com/tendermint/tendermint/libs/autofile"
"github.com/tendermint/tendermint/libs/clist"
"github.com/tendermint/tendermint/libs/log"
tmmath "github.com/tendermint/tendermint/libs/math"
tmos "github.com/tendermint/tendermint/libs/os"
tmsync "github.com/tendermint/tendermint/libs/sync"
"github.com/tendermint/tendermint/p2p"
"github.com/tendermint/tendermint/proxy"
"github.com/tendermint/tendermint/types"
)
// TxKeySize is the size of the transaction key index
const TxKeySize = sha256.Size
//--------------------------------------------------------------------------------
// CListMempool is an ordered in-memory pool for transactions before they are
// proposed in a consensus round. Transaction validity is checked using the
// CheckTx abci message before the transaction is added to the pool. The
// mempool uses a concurrent list structure for storing transactions that can
// be efficiently accessed by multiple concurrent readers.
type CListMempool struct {
// Atomic integers
height int64 // the last block Update()'d to
txsBytes int64 // total size of mempool, in bytes
// notify listeners (ie. consensus) when txs are available
notifiedTxsAvailable bool
txsAvailable chan struct{} // fires once for each height, when the mempool is not empty
config *cfg.MempoolConfig
// Exclusive mutex for Update method to prevent concurrent execution of
// CheckTx or ReapMaxBytesMaxGas(ReapMaxTxs) methods.
updateMtx tmsync.RWMutex
preCheck PreCheckFunc
postCheck PostCheckFunc
wal *auto.AutoFile // a log of mempool txs
txs *clist.CList // concurrent linked-list of good txs
proxyAppConn proxy.AppConnMempool
// Track whether we're rechecking txs.
// These are not protected by a mutex and are expected to be mutated in
// serial (ie. by abci responses which are called in serial).
recheckCursor *clist.CElement // next expected response
recheckEnd *clist.CElement // re-checking stops here
// Map for quick access to txs to record sender in CheckTx.
// txsMap: txKey -> CElement
txsMap sync.Map
// Keep a cache of already-seen txs.
// This reduces the pressure on the proxyApp.
cache txCache
logger log.Logger
metrics *Metrics
}
var _ Mempool = &CListMempool{}
// CListMempoolOption sets an optional parameter on the mempool.
type CListMempoolOption func(*CListMempool)
// NewCListMempool returns a new mempool with the given configuration and connection to an application.
func NewCListMempool(
config *cfg.MempoolConfig,
proxyAppConn proxy.AppConnMempool,
height int64,
options ...CListMempoolOption,
) *CListMempool {
mempool := &CListMempool{
config: config,
proxyAppConn: proxyAppConn,
txs: clist.New(),
height: height,
recheckCursor: nil,
recheckEnd: nil,
logger: log.NewNopLogger(),
metrics: NopMetrics(),
}
if config.CacheSize > 0 {
mempool.cache = newMapTxCache(config.CacheSize)
} else {
mempool.cache = nopTxCache{}
}
proxyAppConn.SetResponseCallback(mempool.globalCb)
for _, option := range options {
option(mempool)
}
return mempool
}
// NOTE: not thread safe - should only be called once, on startup
func (mem *CListMempool) EnableTxsAvailable() {
mem.txsAvailable = make(chan struct{}, 1)
}
// SetLogger sets the Logger.
func (mem *CListMempool) SetLogger(l log.Logger) {
mem.logger = l
}
// WithPreCheck sets a filter for the mempool to reject a tx if f(tx) returns
// false. This is ran before CheckTx. Only applies to the first created block.
// After that, Update overwrites the existing value.
func WithPreCheck(f PreCheckFunc) CListMempoolOption {
return func(mem *CListMempool) { mem.preCheck = f }
}
// WithPostCheck sets a filter for the mempool to reject a tx if f(tx) returns
// false. This is ran after CheckTx. Only applies to the first created block.
// After that, Update overwrites the existing value.
func WithPostCheck(f PostCheckFunc) CListMempoolOption {
return func(mem *CListMempool) { mem.postCheck = f }
}
// WithMetrics sets the metrics.
func WithMetrics(metrics *Metrics) CListMempoolOption {
return func(mem *CListMempool) { mem.metrics = metrics }
}
func (mem *CListMempool) InitWAL() error {
var (
walDir = mem.config.WalDir()
walFile = walDir + "/wal"
)
const perm = 0700
if err := tmos.EnsureDir(walDir, perm); err != nil {
return err
}
af, err := auto.OpenAutoFile(walFile)
if err != nil {
return fmt.Errorf("can't open autofile %s: %w", walFile, err)
}
mem.wal = af
return nil
}
func (mem *CListMempool) CloseWAL() {
if err := mem.wal.Close(); err != nil {
mem.logger.Error("Error closing WAL", "err", err)
}
mem.wal = nil
}
// Safe for concurrent use by multiple goroutines.
func (mem *CListMempool) Lock() {
mem.updateMtx.Lock()
}
// Safe for concurrent use by multiple goroutines.
func (mem *CListMempool) Unlock() {
mem.updateMtx.Unlock()
}
// Safe for concurrent use by multiple goroutines.
func (mem *CListMempool) Size() int {
return mem.txs.Len()
}
// Safe for concurrent use by multiple goroutines.
func (mem *CListMempool) TxsBytes() int64 {
return atomic.LoadInt64(&mem.txsBytes)
}
// Lock() must be help by the caller during execution.
func (mem *CListMempool) FlushAppConn() error {
return mem.proxyAppConn.FlushSync()
}
// XXX: Unsafe! Calling Flush may leave mempool in inconsistent state.
func (mem *CListMempool) Flush() {
mem.updateMtx.RLock()
defer mem.updateMtx.RUnlock()
_ = atomic.SwapInt64(&mem.txsBytes, 0)
mem.cache.Reset()
for e := mem.txs.Front(); e != nil; e = e.Next() {
mem.txs.Remove(e)
e.DetachPrev()
}
mem.txsMap.Range(func(key, _ interface{}) bool {
mem.txsMap.Delete(key)
return true
})
}
// TxsFront returns the first transaction in the ordered list for peer
// goroutines to call .NextWait() on.
// FIXME: leaking implementation details!
//
// Safe for concurrent use by multiple goroutines.
func (mem *CListMempool) TxsFront() *clist.CElement {
return mem.txs.Front()
}
// TxsWaitChan returns a channel to wait on transactions. It will be closed
// once the mempool is not empty (ie. the internal `mem.txs` has at least one
// element)
//
// Safe for concurrent use by multiple goroutines.
func (mem *CListMempool) TxsWaitChan() <-chan struct{} {
return mem.txs.WaitChan()
}
// It blocks if we're waiting on Update() or Reap().
// cb: A callback from the CheckTx command.
// It gets called from another goroutine.
// CONTRACT: Either cb will get called, or err returned.
//
// Safe for concurrent use by multiple goroutines.
func (mem *CListMempool) CheckTx(tx types.Tx, cb func(*abci.Response), txInfo TxInfo) error {
mem.updateMtx.RLock()
// use defer to unlock mutex because application (*local client*) might panic
defer mem.updateMtx.RUnlock()
txSize := len(tx)
if err := mem.isFull(txSize); err != nil {
return err
}
// The size of the corresponding TxMessage
// can't be larger than the maxMsgSize, otherwise we can't
// relay it to peers.
if txSize > mem.config.MaxTxBytes {
return ErrTxTooLarge{mem.config.MaxTxBytes, txSize}
}
if mem.preCheck != nil {
if err := mem.preCheck(tx); err != nil {
return ErrPreCheck{err}
}
}
// CACHE
if !mem.cache.Push(tx) {
// Record a new sender for a tx we've already seen.
// Note it's possible a tx is still in the cache but no longer in the mempool
// (eg. after committing a block, txs are removed from mempool but not cache),
// so we only record the sender for txs still in the mempool.
if e, ok := mem.txsMap.Load(TxKey(tx)); ok {
memTx := e.(*clist.CElement).Value.(*mempoolTx)
memTx.senders.LoadOrStore(txInfo.SenderID, true)
// TODO: consider punishing peer for dups,
// its non-trivial since invalid txs can become valid,
// but they can spam the same tx with little cost to them atm.
}
return ErrTxInCache
}
// END CACHE
// WAL
if mem.wal != nil {
// TODO: Notify administrators when WAL fails
_, err := mem.wal.Write([]byte(tx))
if err != nil {
mem.logger.Error("Error writing to WAL", "err", err)
}
_, err = mem.wal.Write([]byte("\n"))
if err != nil {
mem.logger.Error("Error writing to WAL", "err", err)
}
}
// END WAL
// NOTE: proxyAppConn may error if tx buffer is full
if err := mem.proxyAppConn.Error(); err != nil {
return err
}
reqRes := mem.proxyAppConn.CheckTxAsync(abci.RequestCheckTx{Tx: tx})
reqRes.SetCallback(mem.reqResCb(tx, txInfo.SenderID, txInfo.SenderP2PID, cb))
return nil
}
// Global callback that will be called after every ABCI response.
// Having a single global callback avoids needing to set a callback for each request.
// However, processing the checkTx response requires the peerID (so we can track which txs we heard from who),
// and peerID is not included in the ABCI request, so we have to set request-specific callbacks that
// include this information. If we're not in the midst of a recheck, this function will just return,
// so the request specific callback can do the work.
//
// When rechecking, we don't need the peerID, so the recheck callback happens
// here.
func (mem *CListMempool) globalCb(req *abci.Request, res *abci.Response) {
if mem.recheckCursor == nil {
return
}
mem.metrics.RecheckTimes.Add(1)
mem.resCbRecheck(req, res)
// update metrics
mem.metrics.Size.Set(float64(mem.Size()))
}
// Request specific callback that should be set on individual reqRes objects
// to incorporate local information when processing the response.
// This allows us to track the peer that sent us this tx, so we can avoid sending it back to them.
// NOTE: alternatively, we could include this information in the ABCI request itself.
//
// External callers of CheckTx, like the RPC, can also pass an externalCb through here that is called
// when all other response processing is complete.
//
// Used in CheckTx to record PeerID who sent us the tx.
func (mem *CListMempool) reqResCb(
tx []byte,
peerID uint16,
peerP2PID p2p.ID,
externalCb func(*abci.Response),
) func(res *abci.Response) {
return func(res *abci.Response) {
if mem.recheckCursor != nil {
// this should never happen
panic("recheck cursor is not nil in reqResCb")
}
mem.resCbFirstTime(tx, peerID, peerP2PID, res)
// update metrics
mem.metrics.Size.Set(float64(mem.Size()))
// passed in by the caller of CheckTx, eg. the RPC
if externalCb != nil {
externalCb(res)
}
}
}
// Called from:
// - resCbFirstTime (lock not held) if tx is valid
func (mem *CListMempool) addTx(memTx *mempoolTx) {
e := mem.txs.PushBack(memTx)
mem.txsMap.Store(TxKey(memTx.tx), e)
atomic.AddInt64(&mem.txsBytes, int64(len(memTx.tx)))
mem.metrics.TxSizeBytes.Observe(float64(len(memTx.tx)))
}
// Called from:
// - Update (lock held) if tx was committed
// - resCbRecheck (lock not held) if tx was invalidated
func (mem *CListMempool) removeTx(tx types.Tx, elem *clist.CElement, removeFromCache bool) {
mem.txs.Remove(elem)
elem.DetachPrev()
mem.txsMap.Delete(TxKey(tx))
atomic.AddInt64(&mem.txsBytes, int64(-len(tx)))
if removeFromCache {
mem.cache.Remove(tx)
}
}
// RemoveTxByKey removes a transaction from the mempool by its TxKey index.
func (mem *CListMempool) RemoveTxByKey(txKey [TxKeySize]byte, removeFromCache bool) {
if e, ok := mem.txsMap.Load(txKey); ok {
memTx := e.(*clist.CElement).Value.(*mempoolTx)
if memTx != nil {
mem.removeTx(memTx.tx, e.(*clist.CElement), removeFromCache)
}
}
}
func (mem *CListMempool) isFull(txSize int) error {
var (
memSize = mem.Size()
txsBytes = mem.TxsBytes()
)
if memSize >= mem.config.Size || int64(txSize)+txsBytes > mem.config.MaxTxsBytes {
return ErrMempoolIsFull{
memSize, mem.config.Size,
txsBytes, mem.config.MaxTxsBytes,
}
}
return nil
}
// callback, which is called after the app checked the tx for the first time.
//
// The case where the app checks the tx for the second and subsequent times is
// handled by the resCbRecheck callback.
func (mem *CListMempool) resCbFirstTime(
tx []byte,
peerID uint16,
peerP2PID p2p.ID,
res *abci.Response,
) {
switch r := res.Value.(type) {
case *abci.Response_CheckTx:
var postCheckErr error
if mem.postCheck != nil {
postCheckErr = mem.postCheck(tx, r.CheckTx)
}
if (r.CheckTx.Code == abci.CodeTypeOK) && postCheckErr == nil {
// Check mempool isn't full again to reduce the chance of exceeding the
// limits.
if err := mem.isFull(len(tx)); err != nil {
// remove from cache (mempool might have a space later)
mem.cache.Remove(tx)
mem.logger.Error(err.Error())
return
}
memTx := &mempoolTx{
height: mem.height,
gasWanted: r.CheckTx.GasWanted,
tx: tx,
}
memTx.senders.Store(peerID, true)
mem.addTx(memTx)
mem.logger.Info("Added good transaction",
"tx", txID(tx),
"res", r,
"height", memTx.height,
"total", mem.Size(),
)
mem.notifyTxsAvailable()
} else {
// ignore bad transaction
mem.logger.Info("Rejected bad transaction",
"tx", txID(tx), "peerID", peerP2PID, "res", r, "err", postCheckErr)
mem.metrics.FailedTxs.Add(1)
// remove from cache (it might be good later)
mem.cache.Remove(tx)
}
default:
// ignore other messages
}
}
// callback, which is called after the app rechecked the tx.
//
// The case where the app checks the tx for the first time is handled by the
// resCbFirstTime callback.
func (mem *CListMempool) resCbRecheck(req *abci.Request, res *abci.Response) {
switch r := res.Value.(type) {
case *abci.Response_CheckTx:
tx := req.GetCheckTx().Tx
memTx := mem.recheckCursor.Value.(*mempoolTx)
if !bytes.Equal(tx, memTx.tx) {
panic(fmt.Sprintf(
"Unexpected tx response from proxy during recheck\nExpected %X, got %X",
memTx.tx,
tx))
}
var postCheckErr error
if mem.postCheck != nil {
postCheckErr = mem.postCheck(tx, r.CheckTx)
}
if (r.CheckTx.Code == abci.CodeTypeOK) && postCheckErr == nil {
// Good, nothing to do.
} else {
// Tx became invalidated due to newly committed block.
mem.logger.Info("Tx is no longer valid", "tx", txID(tx), "res", r, "err", postCheckErr)
// NOTE: we remove tx from the cache because it might be good later
mem.removeTx(tx, mem.recheckCursor, true)
}
if mem.recheckCursor == mem.recheckEnd {
mem.recheckCursor = nil
} else {
mem.recheckCursor = mem.recheckCursor.Next()
}
if mem.recheckCursor == nil {
// Done!
mem.logger.Info("Done rechecking txs")
// incase the recheck removed all txs
if mem.Size() > 0 {
mem.notifyTxsAvailable()
}
}
default:
// ignore other messages
}
}
// Safe for concurrent use by multiple goroutines.
func (mem *CListMempool) TxsAvailable() <-chan struct{} {
return mem.txsAvailable
}
func (mem *CListMempool) notifyTxsAvailable() {
if mem.Size() == 0 {
panic("notified txs available but mempool is empty!")
}
if mem.txsAvailable != nil && !mem.notifiedTxsAvailable {
// channel cap is 1, so this will send once
mem.notifiedTxsAvailable = true
select {
case mem.txsAvailable <- struct{}{}:
default:
}
}
}
// Safe for concurrent use by multiple goroutines.
func (mem *CListMempool) ReapMaxBytesMaxGas(maxBytes, maxGas int64) types.Txs {
mem.updateMtx.RLock()
defer mem.updateMtx.RUnlock()
var (
totalBytes int64
totalGas int64
)
// TODO: we will get a performance boost if we have a good estimate of avg
// size per tx, and set the initial capacity based off of that.
// txs := make([]types.Tx, 0, tmmath.MinInt(mem.txs.Len(), max/mem.avgTxSize))
txs := make([]types.Tx, 0, mem.txs.Len())
for e := mem.txs.Front(); e != nil; e = e.Next() {
memTx := e.Value.(*mempoolTx)
// Check total size requirement
if maxBytes > -1 && totalBytes+int64(len(memTx.tx)) > maxBytes {
return txs
}
totalBytes += int64(len(memTx.tx))
// Check total gas requirement.
// If maxGas is negative, skip this check.
// Since newTotalGas < masGas, which
// must be non-negative, it follows that this won't overflow.
newTotalGas := totalGas + memTx.gasWanted
if maxGas > -1 && newTotalGas > maxGas {
return txs
}
totalGas = newTotalGas
txs = append(txs, memTx.tx)
}
return txs
}
// Safe for concurrent use by multiple goroutines.
func (mem *CListMempool) ReapMaxTxs(max int) types.Txs {
mem.updateMtx.RLock()
defer mem.updateMtx.RUnlock()
if max < 0 {
max = mem.txs.Len()
}
txs := make([]types.Tx, 0, tmmath.MinInt(mem.txs.Len(), max))
for e := mem.txs.Front(); e != nil && len(txs) <= max; e = e.Next() {
memTx := e.Value.(*mempoolTx)
txs = append(txs, memTx.tx)
}
return txs
}
// Lock() must be help by the caller during execution.
func (mem *CListMempool) Update(
height int64,
txs types.Txs,
deliverTxResponses []*abci.ResponseDeliverTx,
preCheck PreCheckFunc,
postCheck PostCheckFunc,
) error {
// Set height
mem.height = height
mem.notifiedTxsAvailable = false
if preCheck != nil {
mem.preCheck = preCheck
}
if postCheck != nil {
mem.postCheck = postCheck
}
for i, tx := range txs {
if deliverTxResponses[i].Code == abci.CodeTypeOK {
// Add valid committed tx to the cache (if missing).
_ = mem.cache.Push(tx)
} else {
// Allow invalid transactions to be resubmitted.
mem.cache.Remove(tx)
}
// Remove committed tx from the mempool.
//
// Note an evil proposer can drop valid txs!
// Mempool before:
// 100 -> 101 -> 102
// Block, proposed by an evil proposer:
// 101 -> 102
// Mempool after:
// 100
// https://github.com/tendermint/tendermint/issues/3322.
if e, ok := mem.txsMap.Load(TxKey(tx)); ok {
mem.removeTx(tx, e.(*clist.CElement), false)
}
}
// Either recheck non-committed txs to see if they became invalid
// or just notify there're some txs left.
if mem.Size() > 0 {
if mem.config.Recheck {
mem.logger.Info("Recheck txs", "numtxs", mem.Size(), "height", height)
mem.recheckTxs()
// At this point, mem.txs are being rechecked.
// mem.recheckCursor re-scans mem.txs and possibly removes some txs.
// Before mem.Reap(), we should wait for mem.recheckCursor to be nil.
} else {
mem.notifyTxsAvailable()
}
}
// Update metrics
mem.metrics.Size.Set(float64(mem.Size()))
return nil
}
func (mem *CListMempool) recheckTxs() {
if mem.Size() == 0 {
panic("recheckTxs is called, but the mempool is empty")
}
mem.recheckCursor = mem.txs.Front()
mem.recheckEnd = mem.txs.Back()
// Push txs to proxyAppConn
// NOTE: globalCb may be called concurrently.
for e := mem.txs.Front(); e != nil; e = e.Next() {
memTx := e.Value.(*mempoolTx)
mem.proxyAppConn.CheckTxAsync(abci.RequestCheckTx{
Tx: memTx.tx,
Type: abci.CheckTxType_Recheck,
})
}
mem.proxyAppConn.FlushAsync()
}
//--------------------------------------------------------------------------------
// mempoolTx is a transaction that successfully ran
type mempoolTx struct {
height int64 // height that this tx had been validated in
gasWanted int64 // amount of gas this tx states it will require
tx types.Tx //
// ids of peers who've sent us this tx (as a map for quick lookups).
// senders: PeerID -> bool
senders sync.Map
}
// Height returns the height for this transaction
func (memTx *mempoolTx) Height() int64 {
return atomic.LoadInt64(&memTx.height)
}
//--------------------------------------------------------------------------------
type txCache interface {
Reset()
Push(tx types.Tx) bool
Remove(tx types.Tx)
}
// mapTxCache maintains a LRU cache of transactions. This only stores the hash
// of the tx, due to memory concerns.
type mapTxCache struct {
mtx tmsync.Mutex
size int
cacheMap map[[TxKeySize]byte]*list.Element
list *list.List
}
var _ txCache = (*mapTxCache)(nil)
// newMapTxCache returns a new mapTxCache.
func newMapTxCache(cacheSize int) *mapTxCache {
return &mapTxCache{
size: cacheSize,
cacheMap: make(map[[TxKeySize]byte]*list.Element, cacheSize),
list: list.New(),
}
}
// Reset resets the cache to an empty state.
func (cache *mapTxCache) Reset() {
cache.mtx.Lock()
cache.cacheMap = make(map[[TxKeySize]byte]*list.Element, cache.size)
cache.list.Init()
cache.mtx.Unlock()
}
// Push adds the given tx to the cache and returns true. It returns
// false if tx is already in the cache.
func (cache *mapTxCache) Push(tx types.Tx) bool {
cache.mtx.Lock()
defer cache.mtx.Unlock()
// Use the tx hash in the cache
txHash := TxKey(tx)
if moved, exists := cache.cacheMap[txHash]; exists {
cache.list.MoveToBack(moved)
return false
}
if cache.list.Len() >= cache.size {
popped := cache.list.Front()
if popped != nil {
poppedTxHash := popped.Value.([TxKeySize]byte)
delete(cache.cacheMap, poppedTxHash)
cache.list.Remove(popped)
}
}
e := cache.list.PushBack(txHash)
cache.cacheMap[txHash] = e
return true
}
// Remove removes the given tx from the cache.
func (cache *mapTxCache) Remove(tx types.Tx) {
cache.mtx.Lock()
txHash := TxKey(tx)
popped := cache.cacheMap[txHash]
delete(cache.cacheMap, txHash)
if popped != nil {
cache.list.Remove(popped)
}
cache.mtx.Unlock()
}
type nopTxCache struct{}
var _ txCache = (*nopTxCache)(nil)
func (nopTxCache) Reset() {}
func (nopTxCache) Push(types.Tx) bool { return true }
func (nopTxCache) Remove(types.Tx) {}
//--------------------------------------------------------------------------------
// TxKey is the fixed length array hash used as the key in maps.
func TxKey(tx types.Tx) [TxKeySize]byte {
return sha256.Sum256(tx)
}
// txID is the hex encoded hash of the bytes as a types.Tx.
func txID(tx []byte) string {
return fmt.Sprintf("%X", types.Tx(tx).Hash())
}