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ADR 065: Custom Event Indexing

ADR 065: Custom Event Indexing

Changelog

April 1, 2021: Initial Draft (@alexanderbez)
April 28, 2021: Specify search capabilities are only supported through the KV indexer (@marbar3778)
May 19, 2021: Update the SQL schema and the eventsink interface (@jayt106)
Aug 30, 2021: Update the SQL schema and the psql implementation (@creachadair)
Oct 5, 2021: Clarify goals and implementation changes (@creachadair)

Status

Accepted

Context

Currently, Tendermint Core supports block and transaction event indexing through the tx_index.indexer configuration. Events are captured in transactions and are indexed via a TxIndexer type. Events are captured in blocks, specifically from BeginBlock and EndBlock application responses, and are indexed via a BlockIndexer type. Both of these types are managed by a single IndexerService which is responsible for consuming events and sending those events off to be indexed by the respective type.

In addition to indexing, Tendermint Core also supports the ability to query for both indexed transaction and block events via Tendermint's RPC layer. The ability to query for these indexed events facilitates a great multitude of upstream client and application capabilities, e.g. block explorers, IBC relayers, and auxiliary data availability and indexing services.

Currently, Tendermint only supports indexing via a kv indexer, which is supported by an underlying embedded key/value store database. The kv indexer implements its own indexing and query mechanisms. While the former is somewhat trivial, providing a rich and flexible query layer is not as trivial and has caused many issues and UX concerns for upstream clients and applications.

The fragile nature of the proprietary kv query engine and the potential performance and scaling issues that arise when a large number of consumers are introduced, motivate the need for a more robust and flexible indexing and query solution.

Alternative Approaches

With regards to alternative approaches to a more robust solution, the only serious contender that was considered was to transition to using SQLite.

While the approach would work, it locks us into a specific query language and storage layer, so in some ways it's only a bit better than our current approach. In addition, the implementation would require the introduction of CGO into the Tendermint Core stack, whereas right now CGO is only introduced depending on the database used.

Decision

We will adopt a similar approach to that of the Cosmos SDK's KVStore state listening described in ADR-038.

We will implement the following changes:

Introduce a new interface, EventSink, that all data sinks must implement.
Augment the existing tx_index.indexer configuration to now accept a series of one or more indexer types, i.e., sinks.
Combine the current TxIndexer and BlockIndexer into a single KVEventSink that implements the EventSink interface.
Introduce an additional EventSink implementation that is backed by PostgreSQL.
- Implement the necessary schemas to support both block and transaction event indexing.
Update IndexerService to use a series of EventSinks.

In addition:

The Postgres indexer implementation will not implement the proprietary kv query language. Users wishing to write queries against the Postgres indexer will connect to the underlying DBMS directly and use SQL queries based on the indexing schema.

Future custom indexer implementations will not be required to support the proprietary query language either.
For now, the existing kv indexer will be left in place with its current query support, but will be marked as deprecated in a subsequent release, and the documentation will be updated to encourage users who need to query the event index to migrate to the Postgres indexer.
In the future we may remove the kv indexer entirely, or replace it with a different implementation; that decision is deferred as future work.
In the future, we may remove the index query endpoints from the RPC service entirely; that decision is deferred as future work, but recommended.

Detailed Design

EventSink

We introduce the EventSink interface type that all supported sinks must implement. The interface is defined as follows:

type EventSink interface {
  IndexBlockEvents(types.EventDataNewBlockHeader) error
  IndexTxEvents([]*abci.TxResult) error

  SearchBlockEvents(context.Context, *query.Query) ([]int64, error)
  SearchTxEvents(context.Context, *query.Query) ([]*abci.TxResult, error)

  GetTxByHash([]byte) (*abci.TxResult, error)
  HasBlock(int64) (bool, error)

  Type() EventSinkType
  Stop() error
}

The IndexerService will accept a list of one or more EventSink types. During the OnStart method it will call the appropriate APIs on each EventSink to index both block and transaction events.

Supported Sinks

We will initially support two EventSink types out of the box.

`KVEventSink`

This type of EventSink is a combination of the TxIndexer and BlockIndexer indexers, both of which are backed by a single embedded key/value database.

A bulk of the existing business logic will remain the same, but the existing APIs mapped to the new EventSink API. Both types will be removed in favor of a single KVEventSink type.

The KVEventSink will be the only EventSink enabled by default, so from a UX perspective, operators should not notice a difference apart from a configuration change.

We omit EventSink implementation details as it should be fairly straightforward to map the existing business logic to the new APIs.

`PSQLEventSink`

This type of EventSink indexes block and transaction events into a PostgreSQL. database. We define and automatically migrate the following schema when the IndexerService starts.

The postgres eventsink will not support tx_search, block_search, GetTxByHash and HasBlock.

-- Table Definition ----------------------------------------------

-- The blocks table records metadata about each block.
-- The block record does not include its events or transactions (see tx_results).
CREATE TABLE blocks (
  rowid      BIGSERIAL PRIMARY KEY,

  height     BIGINT NOT NULL,
  chain_id   VARCHAR NOT NULL,

  -- When this block header was logged into the sink, in UTC.
  created_at TIMESTAMPTZ NOT NULL,

  UNIQUE (height, chain_id)
);

-- Index blocks by height and chain, since we need to resolve block IDs when
-- indexing transaction records and transaction events.
CREATE INDEX idx_blocks_height_chain ON blocks(height, chain_id);

-- The tx_results table records metadata about transaction results.  Note that
-- the events from a transaction are stored separately.
CREATE TABLE tx_results (
  rowid BIGSERIAL PRIMARY KEY,

  -- The block to which this transaction belongs.
  block_id BIGINT NOT NULL REFERENCES blocks(rowid),
  -- The sequential index of the transaction within the block.
  index INTEGER NOT NULL,
  -- When this result record was logged into the sink, in UTC.
  created_at TIMESTAMPTZ NOT NULL,
  -- The hex-encoded hash of the transaction.
  tx_hash VARCHAR NOT NULL,
  -- The protobuf wire encoding of the TxResult message.
  tx_result BYTEA NOT NULL,

  UNIQUE (block_id, index)
);

-- The events table records events. All events (both block and transaction) are
-- associated with a block ID; transaction events also have a transaction ID.
CREATE TABLE events (
  rowid BIGSERIAL PRIMARY KEY,

  -- The block and transaction this event belongs to.
  -- If tx_id is NULL, this is a block event.
  block_id BIGINT NOT NULL REFERENCES blocks(rowid),
  tx_id    BIGINT NULL REFERENCES tx_results(rowid),

  -- The application-defined type label for the event.
  type VARCHAR NOT NULL
);

-- The attributes table records event attributes.
CREATE TABLE attributes (
   event_id      BIGINT NOT NULL REFERENCES events(rowid),
   key           VARCHAR NOT NULL, -- bare key
   composite_key VARCHAR NOT NULL, -- composed type.key
   value         VARCHAR NULL,

   UNIQUE (event_id, key)
);

-- A joined view of events and their attributes. Events that do not have any
-- attributes are represented as a single row with empty key and value fields.
CREATE VIEW event_attributes AS
  SELECT block_id, tx_id, type, key, composite_key, value
  FROM events LEFT JOIN attributes ON (events.rowid = attributes.event_id);

-- A joined view of all block events (those having tx_id NULL).
CREATE VIEW block_events AS
  SELECT blocks.rowid as block_id, height, chain_id, type, key, composite_key, value
  FROM blocks JOIN event_attributes ON (blocks.rowid = event_attributes.block_id)
  WHERE event_attributes.tx_id IS NULL;

-- A joined view of all transaction events.
CREATE VIEW tx_events AS
  SELECT height, index, chain_id, type, key, composite_key, value, tx_results.created_at
  FROM blocks JOIN tx_results ON (blocks.rowid = tx_results.block_id)
  JOIN event_attributes ON (tx_results.rowid = event_attributes.tx_id)
  WHERE event_attributes.tx_id IS NOT NULL;

The PSQLEventSink will implement the EventSink interface as follows (some details omitted for brevity):

func NewEventSink(connStr, chainID string) (*EventSink, error) {
	db, err := sql.Open(driverName, connStr)
	// ...

	return &EventSink{
		store:   db,
		chainID: chainID,
	}, nil
}

func (es *EventSink) IndexBlockEvents(h types.EventDataNewBlockHeader) error {
	ts := time.Now().UTC()

	return runInTransaction(es.store, func(tx *sql.Tx) error {
		// Add the block to the blocks table and report back its row ID for use
		// in indexing the events for the block.
		blockID, err := queryWithID(tx, `
INSERT INTO blocks (height, chain_id, created_at)
  VALUES ($1, $2, $3)
  ON CONFLICT DO NOTHING
  RETURNING rowid;
`, h.Header.Height, es.chainID, ts)
		// ...

		// Insert the special block meta-event for height.
		if err := insertEvents(tx, blockID, 0, []abci.Event{
			makeIndexedEvent(types.BlockHeightKey, fmt.Sprint(h.Header.Height)),
		}); err != nil {
			return fmt.Errorf("block meta-events: %w", err)
		}
		// Insert all the block events. Order is important here,
		if err := insertEvents(tx, blockID, 0, h.ResultBeginBlock.Events); err != nil {
			return fmt.Errorf("begin-block events: %w", err)
		}
		if err := insertEvents(tx, blockID, 0, h.ResultEndBlock.Events); err != nil {
			return fmt.Errorf("end-block events: %w", err)
		}
		return nil
	})
}

func (es *EventSink) IndexTxEvents(txrs []*abci.TxResult) error {
	ts := time.Now().UTC()

	for _, txr := range txrs {
		// Encode the result message in protobuf wire format for indexing.
		resultData, err := proto.Marshal(txr)
		// ...

		// Index the hash of the underlying transaction as a hex string.
		txHash := fmt.Sprintf("%X", types.Tx(txr.Tx).Hash())

		if err := runInTransaction(es.store, func(tx *sql.Tx) error {
			// Find the block associated with this transaction.
			blockID, err := queryWithID(tx, `
SELECT rowid FROM blocks WHERE height = $1 AND chain_id = $2;
`, txr.Height, es.chainID)
			// ...

			// Insert a record for this tx_result and capture its ID for indexing events.
			txID, err := queryWithID(tx, `
INSERT INTO tx_results (block_id, index, created_at, tx_hash, tx_result)
  VALUES ($1, $2, $3, $4, $5)
  ON CONFLICT DO NOTHING
  RETURNING rowid;
`, blockID, txr.Index, ts, txHash, resultData)
			// ...

			// Insert the special transaction meta-events for hash and height.
			if err := insertEvents(tx, blockID, txID, []abci.Event{
				makeIndexedEvent(types.TxHashKey, txHash),
				makeIndexedEvent(types.TxHeightKey, fmt.Sprint(txr.Height)),
			}); err != nil {
				return fmt.Errorf("indexing transaction meta-events: %w", err)
			}
			// Index any events packaged with the transaction.
			if err := insertEvents(tx, blockID, txID, txr.Result.Events); err != nil {
				return fmt.Errorf("indexing transaction events: %w", err)
			}
			return nil

		}); err != nil {
			return err
		}
	}
	return nil
}

// SearchBlockEvents is not implemented by this sink, and reports an error for all queries.
func (es *EventSink) SearchBlockEvents(ctx context.Context, q *query.Query) ([]int64, error)

// SearchTxEvents is not implemented by this sink, and reports an error for all queries.
func (es *EventSink) SearchTxEvents(ctx context.Context, q *query.Query) ([]*abci.TxResult, error)

// GetTxByHash is not implemented by this sink, and reports an error for all queries.
func (es *EventSink) GetTxByHash(hash []byte) (*abci.TxResult, error)

// HasBlock is not implemented by this sink, and reports an error for all queries.
func (es *EventSink) HasBlock(h int64) (bool, error)

Configuration

The current tx_index.indexer configuration would be changed to accept a list of supported EventSink types instead of a single value.

Example:

[tx_index]

indexer = [
  "kv",
  "psql"
]

If the indexer list contains the null indexer, then no indexers will be used regardless of what other values may exist.

Additional configuration parameters might be required depending on what event sinks are supplied to tx_index.indexer. The psql will require an additional connection configuration.

[tx_index]

indexer = [
  "kv",
  "psql"
]

pqsql_conn = "postgresql://<user>:<password>@<host>:<port>/<db>?<opts>"

Any invalid or misconfigured tx_index configuration should yield an error as early as possible.

Future Improvements

Although not technically required to maintain feature parity with the current existing Tendermint indexer, it would be beneficial for operators to have a method of performing a "re-index". Specifically, Tendermint operators could invoke an RPC method that allows the Tendermint node to perform a re-indexing of all block and transaction events between two given heights, H₁ and H₂, so long as the block store contains the blocks and transaction results for all the heights specified in a given range.

Consequences

Positive

A more robust and flexible indexing and query engine for indexing and search block and transaction events.
The ability to not have to support a custom indexing and query engine beyond the legacy kv type.
The ability to offload/proxy indexing and querying to the underling sink.
Scalability and reliability that essentially comes "for free" from the underlying sink, if it supports it.

Negative

The need to support multiple and potentially a growing set of custom EventSink types.

15 KiB

Raw Blame History

ADR 065: Custom Event Indexing

Changelog

Status

Context

Alternative Approaches

Decision

Detailed Design

EventSink

Supported Sinks

`KVEventSink`

`PSQLEventSink`

Configuration

Future Improvements

Consequences

Positive

Negative

Neutral

References

15 KiB Raw Blame History

ADR 065: Custom Event Indexing

Changelog

Status

Context

Alternative Approaches

Decision

Detailed Design

EventSink

Supported Sinks

KVEventSink

PSQLEventSink

Configuration

Future Improvements

Consequences

Positive

Negative

Neutral

References

15 KiB

Raw Blame History

`KVEventSink`

`PSQLEventSink`