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ADR 012: ABCI ProposeTx Method

Changelog

25-06-2018: Initial draft based on #1776

Context

#1776 was opened in relation to implementation of a Plasma child chain using Tendermint Core as consensus/replication engine.

Due to the requirements of Minimal Viable Plasma (MVP) and Plasma Cash, it is necessary for ABCI apps to have a mechanism to handle the following cases (more may emerge in the near future):

  1. deposit transactions on the Root Chain, which must consist of a block with a single transaction, where there are no inputs and only one output made in favour of the depositor. In this case, a block consists of a transaction with the following shape:

    [0, 0, 0, 0, #input1 - zeroed out
     0, 0, 0, 0, #input2 - zeroed out
     <depositor_address>, <amount>, #output1 - in favour of depositor
     0, 0, #output2 - zeroed out
     <fee>,
    ]
    

    exit transactions may also be treated in a similar manner, wherein the input is the UTXO being exited on the Root Chain, and the output belongs to a reserved "burn" address, e.g., 0x0. In such cases, it is favourable for the containing block to only hold a single transaction that may receive special treatment.

  2. Other "internal" transactions on the child chain, which may be initiated unilaterally. The most basic example of is a coinbase transaction implementing validator node incentives, but may also be app-specific. In these cases, it may be favourable for such transactions to be ordered in a specific manner, e.g., coinbase transactions will always be at index 0. In general, such strategies increase the determinism and predictability of blockchain applications.

While it is possible to deal with the cases enumerated above using the existing ABCI, currently available result in suboptimal workarounds. Two are explained in greater detail below.

Solution 1: App state-based Plasma chain

In this work around, the app maintains a PlasmaStore with a corresponding Keeper. The PlasmaStore is responsible for maintaing a second, separate blockchain that complies with the MVP specification, including deposit blocks and other "internal" transactions. These "virtual" blocks are then broadcasted to the Root Chain.

This naive approach is, however, fundamentally flawed, as it by definition diverges from the canonical chain maintained by Tendermint. This is further exacerbated if the business logic for generating such transactions is potentially non-deterministic, as this should not even be done in Begin/EndBlock, which may, as a result, break consensus guarantees.

Additinoally, this has serious implications for "watchers" - independent third parties, or even an auxilliary blockchain, responsible for ensuring that blocks recorded on the Root Chain are consistent with the Plasma chain's. Since, in this case, the Plasma chain is inconsistent with the canonical one maintained by Tendermint Core, it seems that there exists no compact means of verifying the legitimacy of the Plasma chain without replaying every state transition from genesis (!).

Solution 2: Broadcast to Tendermint Core from ABCI app

This approach is inspired by tendermint, in which Ethereum transactions are relayed to Tendermint Core. It requires the app to maintain a client connection to the consensus engine.

Whenever an "internal" transaction needs to be created, the proposer of the current block broadcasts the transaction or transactions to Tendermint as needed in order to ensure that the Tendermint chain and Plasma chain are completely consistent.

This allows "internal" transactions to pass through the full consensus process, and can be validated in methods like CheckTx, i.e., signed by the proposer, is the semantically correct, etc. Note that this involves informing the ABCI app of the block proposer, which was temporarily hacked in as a means of conducting this experiment, although this should not be necessary when the current proposer is passed to BeginBlock.

It is much easier to relay these transactions directly to the Root Chain smart contract and/or maintain a "compressed" auxiliary chain comprised of Plasma-friendly blocks that 100% reflect the canonical (Tendermint) blockchain. Unfortunately, this approach not idiomatic (i.e., utilises the Tendermint consensus engine in unintended ways). Additionally, it does not allow the application developer to:

  • Control the ordering of transactions in the proposed block (e.g., index 0, or 0 to n for coinbase transactions)
  • Control the number of transactions in the block (e.g., when a deposit block is required)

Since determinism is of utmost importance in blockchain engineering, this approach, while more viable, should also not be considered as fit for production.

Decision

ProposeTx

In order to address the difficulties described above, the ABCI interface must expose an additional method, tentatively named ProposeTx.

It should have the following signature:

ProposeTx(RequestProposeTx) ResponseProposeTx

Where RequestProposeTx and ResponseProposeTx are messages with the following shapes:

message RequestProposeTx {
  int64 next_block_height = 1; // height of the block the proposed tx would be part of
  Validator proposer = 2; // the proposer details
}

message ResponseProposeTx {
  int64 num_tx = 1; // the number of tx to include in proposed block
  repeated bytes txs = 2; // ordered transaction data to include in block
  bool exclusive = 3; // whether the block should include other transactions (from `mempool`)
}

ProposeTx would be called by before mempool.Reap at this line. Depending on whether exclusive is true or false, the proposed transactions are then pushed on top of the transactions received from mempool.Reap.

DeliverTx

Since the list of tx received from ProposeTx are not passed through CheckTx, it is probably a good idea to provide a means of differentiatiating "internal" transactions from user-generated ones, in case the app developer needs/wants to take extra measures to ensure validity of the proposed transactions.

Therefore, the RequestDeliverTx message should be changed to provide an additional flag, like so:

message RequestDeliverTx {
	bytes tx = 1;
	bool internal = 2;
}

Alternatively, an additional method DeliverProposeTx may be added as an accompanient to ProposeTx. However, it is not clear at this stage if this additional overhead is necessary to preserve consensus guarantees given that a simple flag may suffice for now.

Status

Pending

Consequences

Positive

  • Tendermint ABCI apps will be able to function as minimally viable Plasma chains.
  • It will thereby become possible to add an extension to cosmos-sdk to enable ABCI apps to support both IBC and Plasma, maximising interop.
  • ABCI apps will have great control and flexibility in managing blockchain state, without having to resort to non-deterministic hacks and/or unsafe workarounds

Negative

  • Maintenance overhead of exposing additional ABCI method
  • Potential security issues that may have been overlooked and must now be tested extensively

Neutral

  • ABCI developers must deal with increased (albeit nominal) API surface area.

References