tendermint/mempool/mempool.go

package mempool

import (
	"bytes"
	"container/list"
	"sync"
	"sync/atomic"
	"time"

	"github.com/pkg/errors"

	abci "github.com/tendermint/abci/types"
	auto "github.com/tendermint/tmlibs/autofile"
	"github.com/tendermint/tmlibs/clist"
	cmn "github.com/tendermint/tmlibs/common"
	"github.com/tendermint/tmlibs/log"

	cfg "github.com/tendermint/tendermint/config"
	"github.com/tendermint/tendermint/proxy"
	"github.com/tendermint/tendermint/types"
)

/*

The mempool pushes new txs onto the proxyAppConn.
It gets a stream of (req, res) tuples from the proxy.
The memool stores good txs in a concurrent linked-list.

Multiple concurrent go-routines can traverse this linked-list
safely by calling .NextWait() on each element.

So we have several go-routines:
1. Consensus calling Update() and Reap() synchronously
2. Many mempool reactor's peer routines calling CheckTx()
3. Many mempool reactor's peer routines traversing the txs linked list
4. Another goroutine calling GarbageCollectTxs() periodically

To manage these goroutines, there are three methods of locking.
1. Mutations to the linked-list is protected by an internal mtx (CList is goroutine-safe)
2. Mutations to the linked-list elements are atomic
3. CheckTx() calls can be paused upon Update() and Reap(), protected by .proxyMtx

Garbage collection of old elements from mempool.txs is handlde via
the DetachPrev() call, which makes old elements not reachable by
peer broadcastTxRoutine() automatically garbage collected.

TODO: Better handle abci client errors. (make it automatically handle connection errors)

*/

const cacheSize = 100000

// Mempool is an ordered in-memory pool for transactions before they are proposed in a consensus round.
// Transaction validity is checked using the CheckTx abci message before the transaction is added to the pool.
// The Mempool uses a concurrent list structure for storing transactions that can be efficiently accessed by multiple concurrent readers.
type Mempool struct {
	config *cfg.MempoolConfig

	proxyMtx      sync.Mutex
	proxyAppConn  proxy.AppConnMempool
	txs           *clist.CList    // concurrent linked-list of good txs
	counter       int64           // simple incrementing counter
	height        int             // the last block Update()'d to
	rechecking    int32           // for re-checking filtered txs on Update()
	recheckCursor *clist.CElement // next expected response
	recheckEnd    *clist.CElement // re-checking stops here

	// Keep a cache of already-seen txs.
	// This reduces the pressure on the proxyApp.
	cache *txCache

	// A log of mempool txs
	wal *auto.AutoFile

	// fires once for each height, when the mempool is not empty
	txsAvailable         chan struct{}
	notifiedTxsAvailable bool

	logger log.Logger
}

// NewMempool returns a new Mempool with the given configuration and connection to an application.
func NewMempool(config *cfg.MempoolConfig, proxyAppConn proxy.AppConnMempool) *Mempool {
	mempool := &Mempool{
		config:        config,
		proxyAppConn:  proxyAppConn,
		txs:           clist.New(),
		counter:       0,
		height:        0,
		rechecking:    0,
		recheckCursor: nil,
		recheckEnd:    nil,
		logger:        log.NewNopLogger(),
		cache:         newTxCache(cacheSize),
	}
	mempool.initWAL()
	proxyAppConn.SetResponseCallback(mempool.resCb)
	return mempool
}

// FireOnTxsAvailable initializes the TxsAvailable channel,
// ensuring it will trigger once every height when transactions are available.
func (mem *Mempool) FireOnTxsAvailable() {
	mem.txsAvailable = make(chan struct{}, 1)
}

// SetLogger sets the Logger.
func (mem *Mempool) SetLogger(l log.Logger) {
	mem.logger = l
}

func (mem *Mempool) initWAL() {
	walDir := mem.config.WalDir()
	if walDir != "" {
		err := cmn.EnsureDir(walDir, 0700)
		if err != nil {
			cmn.PanicSanity(errors.Wrap(err, "Error ensuring Mempool wal dir"))
		}
		af, err := auto.OpenAutoFile(walDir + "/wal")
		if err != nil {
			cmn.PanicSanity(errors.Wrap(err, "Error opening Mempool wal file"))
		}
		mem.wal = af
	}
}

// Lock locks the mempool. The consensus must be able to hold lock to safely update.
func (mem *Mempool) Lock() {
	mem.proxyMtx.Lock()
}

// Unlock unlocks the mempool.
func (mem *Mempool) Unlock() {
	mem.proxyMtx.Unlock()
}

// Size returns the number of transactions in the mempool.
func (mem *Mempool) Size() int {
	return mem.txs.Len()
}

// Flush removes all transactions from the mempool and cache
func (mem *Mempool) Flush() {
	mem.proxyMtx.Lock()
	defer mem.proxyMtx.Unlock()

	mem.cache.Reset()

	for e := mem.txs.Front(); e != nil; e = e.Next() {
		mem.txs.Remove(e)
		e.DetachPrev()
	}
}

// TxsFrontWait returns the first transaction in the ordered list for peer goroutines to call .NextWait() on.
// It blocks until the mempool is not empty (ie. until the internal `mem.txs` has at least one element)
func (mem *Mempool) TxsFrontWait() *clist.CElement {
	return mem.txs.FrontWait()
}

// CheckTx executes a new transaction against the application to determine its validity
// and whether it should be added to the mempool.
// It blocks if we're waiting on Update() or Reap().
// cb: A callback from the CheckTx command.
//     It gets called from another goroutine.
// CONTRACT: Either cb will get called, or err returned.
func (mem *Mempool) CheckTx(tx types.Tx, cb func(*abci.Response)) (err error) {
	mem.proxyMtx.Lock()
	defer mem.proxyMtx.Unlock()

	// CACHE
	if mem.cache.Exists(tx) {
		if cb != nil {
			cb(&abci.Response{
				Value: &abci.Response_CheckTx{
					&abci.ResponseCheckTx{
						Code: abci.CodeType_BadNonce, // TODO or duplicate tx
						Log:  "Duplicate transaction (ignored)",
					},
				},
			})
		}
		return nil
	}
	mem.cache.Push(tx)
	// END CACHE

	// WAL
	if mem.wal != nil {
		// TODO: Notify administrators when WAL fails
		mem.wal.Write([]byte(tx))
		mem.wal.Write([]byte("\n"))
	}
	// END WAL

	// NOTE: proxyAppConn may error if tx buffer is full
	if err = mem.proxyAppConn.Error(); err != nil {
		return err
	}
	reqRes := mem.proxyAppConn.CheckTxAsync(tx)
	if cb != nil {
		reqRes.SetCallback(cb)
	}

	return nil
}

// ABCI callback function
func (mem *Mempool) resCb(req *abci.Request, res *abci.Response) {
	if mem.recheckCursor == nil {
		mem.resCbNormal(req, res)
	} else {
		mem.resCbRecheck(req, res)
	}
}

func (mem *Mempool) resCbNormal(req *abci.Request, res *abci.Response) {
	switch r := res.Value.(type) {
	case *abci.Response_CheckTx:
		if r.CheckTx.Code == abci.CodeType_OK {
			mem.counter++
			memTx := &mempoolTx{
				counter: mem.counter,
				height:  int64(mem.height),
				tx:      req.GetCheckTx().Tx,
			}
			mem.txs.PushBack(memTx)
			mem.alertIfTxsAvailable()
		} else {
			// ignore bad transaction
			mem.logger.Info("Bad Transaction", "res", r)

			// remove from cache (it might be good later)
			mem.cache.Remove(req.GetCheckTx().Tx)

			// TODO: handle other retcodes
		}
	default:
		// ignore other messages
	}
}

func (mem *Mempool) resCbRecheck(req *abci.Request, res *abci.Response) {
	switch r := res.Value.(type) {
	case *abci.Response_CheckTx:
		memTx := mem.recheckCursor.Value.(*mempoolTx)
		if !bytes.Equal(req.GetCheckTx().Tx, memTx.tx) {
			cmn.PanicSanity(cmn.Fmt("Unexpected tx response from proxy during recheck\n"+
				"Expected %X, got %X", r.CheckTx.Data, memTx.tx))
		}
		if r.CheckTx.Code == abci.CodeType_OK {
			// Good, nothing to do.
		} else {
			// Tx became invalidated due to newly committed block.
			mem.txs.Remove(mem.recheckCursor)
			mem.recheckCursor.DetachPrev()

			// remove from cache (it might be good later)
			mem.cache.Remove(req.GetCheckTx().Tx)
		}
		if mem.recheckCursor == mem.recheckEnd {
			mem.recheckCursor = nil
		} else {
			mem.recheckCursor = mem.recheckCursor.Next()
		}
		if mem.recheckCursor == nil {
			// Done!
			atomic.StoreInt32(&mem.rechecking, 0)
			mem.logger.Info("Done rechecking txs")

			mem.alertIfTxsAvailable()
		}
	default:
		// ignore other messages
	}
}

func (mem *Mempool) alertIfTxsAvailable() {
	if !mem.notifiedTxsAvailable && mem.Size() > 0 {
		mem.notifiedTxsAvailable = true
		mem.txsAvailable <- struct{}{}
	}
}

// TxsAvailable returns a channel which fires once for every height,
// and only when transactions are available in the mempool.
// XXX: Will panic if mem.FireOnTxsAvailable() has not been called.
func (mem *Mempool) TxsAvailable() chan struct{} {
	if mem.txsAvailable == nil {
		panic("mem.txsAvailable is nil")
	}
	return mem.txsAvailable
}

func (mem *Mempool) alertIfTxsAvailable() {
	if mem.txsAvailable != nil &&
		!mem.notifiedTxsAvailable && mem.Size() > 0 {

		mem.notifiedTxsAvailable = true
		mem.txsAvailable <- struct{}{}
	}
}

// Reap returns a list of transactions currently in the mempool.
// If maxTxs is -1, there is no cap on the number of returned transactions.
func (mem *Mempool) Reap(maxTxs int) types.Txs {
	mem.proxyMtx.Lock()
	defer mem.proxyMtx.Unlock()

	for atomic.LoadInt32(&mem.rechecking) > 0 {
		// TODO: Something better?
		time.Sleep(time.Millisecond * 10)
	}

	txs := mem.collectTxs(maxTxs)
	return txs
}

// maxTxs: -1 means uncapped, 0 means none
func (mem *Mempool) collectTxs(maxTxs int) types.Txs {
	if maxTxs == 0 {
		return []types.Tx{}
	} else if maxTxs < 0 {
		maxTxs = mem.txs.Len()
	}
	txs := make([]types.Tx, 0, cmn.MinInt(mem.txs.Len(), maxTxs))
	for e := mem.txs.Front(); e != nil && len(txs) < maxTxs; e = e.Next() {
		memTx := e.Value.(*mempoolTx)
		txs = append(txs, memTx.tx)
	}
	return txs
}

// Update informs the mempool that the given txs were committed and can be discarded.
// NOTE: this should be called *after* block is committed by consensus.
// NOTE: unsafe; Lock/Unlock must be managed by caller
func (mem *Mempool) Update(height int, txs types.Txs) {
	// TODO: check err ?
	mem.proxyAppConn.FlushSync() // To flush async resCb calls e.g. from CheckTx

	// First, create a lookup map of txns in new txs.
	txsMap := make(map[string]struct{})
	for _, tx := range txs {
		txsMap[string(tx)] = struct{}{}
	}

	// Set height
	mem.height = height
	mem.notifiedTxsAvailable = false

	// Remove transactions that are already in txs.
	goodTxs := mem.filterTxs(txsMap)
	// Recheck mempool txs if any txs were committed in the block
	// NOTE/XXX: in some apps a tx could be invalidated due to EndBlock,
	//	so we really still do need to recheck, but this is for debugging
	if mem.config.Recheck && (mem.config.RecheckEmpty || len(txs) > 0) {
		mem.logger.Info("Recheck txs", "numtxs", len(goodTxs), "height", height)
		mem.recheckTxs(goodTxs)
		// At this point, mem.txs are being rechecked.
		// mem.recheckCursor re-scans mem.txs and possibly removes some txs.
		// Before mem.Reap(), we should wait for mem.recheckCursor to be nil.
	}
}

func (mem *Mempool) filterTxs(blockTxsMap map[string]struct{}) []types.Tx {
	goodTxs := make([]types.Tx, 0, mem.txs.Len())
	for e := mem.txs.Front(); e != nil; e = e.Next() {
		memTx := e.Value.(*mempoolTx)
		// Remove the tx if it's alredy in a block.
		if _, ok := blockTxsMap[string(memTx.tx)]; ok {
			// remove from clist
			mem.txs.Remove(e)
			e.DetachPrev()

			// NOTE: we don't remove committed txs from the cache.
			continue
		}
		// Good tx!
		goodTxs = append(goodTxs, memTx.tx)
	}
	return goodTxs
}

// NOTE: pass in goodTxs because mem.txs can mutate concurrently.
func (mem *Mempool) recheckTxs(goodTxs []types.Tx) {
	if len(goodTxs) == 0 {
		return
	}
	atomic.StoreInt32(&mem.rechecking, 1)
	mem.recheckCursor = mem.txs.Front()
	mem.recheckEnd = mem.txs.Back()

	// Push txs to proxyAppConn
	// NOTE: resCb() may be called concurrently.
	for _, tx := range goodTxs {
		mem.proxyAppConn.CheckTxAsync(tx)
	}
	mem.proxyAppConn.FlushAsync()
}

//--------------------------------------------------------------------------------

// mempoolTx is a transaction that successfully ran
type mempoolTx struct {
	counter int64    // a simple incrementing counter
	height  int64    // height that this tx had been validated in
	tx      types.Tx //
}

// Height returns the height for this transaction
func (memTx *mempoolTx) Height() int {
	return int(atomic.LoadInt64(&memTx.height))
}

//--------------------------------------------------------------------------------

// txCache maintains a cache of transactions.
type txCache struct {
	mtx  sync.Mutex
	size int
	map_ map[string]struct{}
	list *list.List // to remove oldest tx when cache gets too big
}

// newTxCache returns a new txCache.
func newTxCache(cacheSize int) *txCache {
	return &txCache{
		size: cacheSize,
		map_: make(map[string]struct{}, cacheSize),
		list: list.New(),
	}
}

// Reset resets the txCache to empty.
func (cache *txCache) Reset() {
	cache.mtx.Lock()
	cache.map_ = make(map[string]struct{}, cacheSize)
	cache.list.Init()
	cache.mtx.Unlock()
}

// Exists returns true if the given tx is cached.
func (cache *txCache) Exists(tx types.Tx) bool {
	cache.mtx.Lock()
	_, exists := cache.map_[string(tx)]
	cache.mtx.Unlock()
	return exists
}

// Push adds the given tx to the txCache. It returns false if tx is already in the cache.
func (cache *txCache) Push(tx types.Tx) bool {
	cache.mtx.Lock()
	defer cache.mtx.Unlock()

	if _, exists := cache.map_[string(tx)]; exists {
		return false
	}

	if cache.list.Len() >= cache.size {
		popped := cache.list.Front()
		poppedTx := popped.Value.(types.Tx)
		// NOTE: the tx may have already been removed from the map
		// but deleting a non-existent element is fine
		delete(cache.map_, string(poppedTx))
		cache.list.Remove(popped)
	}
	cache.map_[string(tx)] = struct{}{}
	cache.list.PushBack(tx)
	return true
}

// Remove removes the given tx from the cache.
func (cache *txCache) Remove(tx types.Tx) {
	cache.mtx.Lock()
	delete(cache.map_, string(tx))
	cache.mtx.Unlock()
}