tendermint/spec/blockchain/encoding.md

# Encoding

## Amino

Tendermint uses the proto3 derivative [Amino](https://github.com/tendermint/go-amino) for all data structures.
Think of Amino as an object-oriented proto3 with native JSON support.
The goal of the Amino encoding protocol is to bring parity between application
logic objects and persistence objects.

Please see the [Amino
specification](https://github.com/tendermint/go-amino#amino-encoding-for-go) for
more details.

Notably, every object that satisfies an interface (eg. a particular kind of p2p message,
or a particular kind of pubkey) is registered with a global name, the hash of
which is included in the object's encoding as the so-called "prefix bytes".

We define the `func AminoEncode(obj interface{}) []byte` function to take an
arbitrary object and return the Amino encoded bytes.

## Byte Arrays

The encoding of a byte array is simply the raw-bytes prefixed with the length of
the array as a `UVarint` (what proto calls a `Varint`).

For details on varints, see the [protobuf
spec](https://developers.google.com/protocol-buffers/docs/encoding#varints).

For example, the byte-array `[0xA, 0xB]` would be encoded as `0x020A0B`,
while a byte-array containing 300 entires beginning with `[0xA, 0xB, ...]` would
be encoded as `0xAC020A0B...` where `0xAC02` is the UVarint encoding of 300.

## Hashing

Tendermint uses `SHA256` as its hash function.
Objects are always Amino encoded before being hashed.
So `SHA256(obj)` is short for `SHA256(AminoEncode(obj))`.

## Public Key Cryptography

Tendermint uses Amino to distinguish between different types of private keys,
public keys, and signatures. Additionally, for each public key, Tendermint
defines an Address function that can be used as a more compact identifier in
place of the public key. Here we list the concrete types, their names,
and prefix bytes for public keys and signatures, as well as the address schemes
for each PubKey. Note for brevity we don't
include details of the private keys beyond their type and name, as they can be
derived the same way as the others using Amino.

All registered objects are encoded by Amino using a 4-byte PrefixBytes that
uniquely identifies the object and includes information about its underlying
type. For details on how PrefixBytes are computed, see the [Amino
spec](https://github.com/tendermint/go-amino#computing-the-prefix-and-disambiguation-bytes).

In what follows, we provide the type names and prefix bytes directly.
Notice that when encoding byte-arrays, the length of the byte-array is appended
to the PrefixBytes. Thus the encoding of a byte array becomes `<PrefixBytes> <Length> <ByteArray>`. In other words, to encode any type listed below you do not need to be
familiar with amino encoding.
You can simply use below table and concatenate Prefix || Length (of raw bytes) || raw bytes
( while || stands for byte concatenation here).

| Type                    | Name                               | Prefix     | Length   | Notes |
| ----------------------- | ---------------------------------- | ---------- | -------- | ----- |
| PubKeyEd25519           | tendermint/PubKeyEd25519           | 0x1624DE64 | 0x20     |       |
| PubKeySecp256k1         | tendermint/PubKeySecp256k1         | 0xEB5AE987 | 0x21     |       |
| PrivKeyEd25519          | tendermint/PrivKeyEd25519          | 0xA3288910 | 0x40     |       |
| PrivKeySecp256k1        | tendermint/PrivKeySecp256k1        | 0xE1B0F79B | 0x20     |       |
| PubKeyMultisigThreshold | tendermint/PubKeyMultisigThreshold | 0x22C1F7E2 | variable |       |

### Example

For example, the 33-byte (or 0x21-byte in hex) Secp256k1 pubkey
`020BD40F225A57ED383B440CF073BC5539D0341F5767D2BF2D78406D00475A2EE9`
would be encoded as
`EB5AE98721020BD40F225A57ED383B440CF073BC5539D0341F5767D2BF2D78406D00475A2EE9`

### Key Types

Each type specifies it's own pubkey, address, and signature format.

#### Ed25519

TODO: pubkey

The address is the first 20-bytes of the SHA256 hash of the raw 32-byte public key:

```
address = SHA256(pubkey)[:20]
```

The signature is the raw 64-byte ED25519 signature.

#### Secp256k1

TODO: pubkey

The address is the RIPEMD160 hash of the SHA256 hash of the OpenSSL compressed public key:

```
address = RIPEMD160(SHA256(pubkey))
```

This is the same as Bitcoin.

The signature is the 64-byte concatenation of ECDSA `r` and `s` (ie. `r || s`),
where `s` is lexicographically less than its inverse, to prevent malleability.
This is like Ethereum, but without the extra byte for pubkey recovery, since
Tendermint assumes the pubkey is always provided anyway.

#### Multisig

TODO

## Other Common Types

### BitArray

The BitArray is used in some consensus messages to represent votes received from
validators, or parts received in a block. It is represented
with a struct containing the number of bits (`Bits`) and the bit-array itself
encoded in base64 (`Elems`).

```go
type BitArray struct {
    Bits  int
    Elems []uint64
}
```

This type is easily encoded directly by Amino.

Note BitArray receives a special JSON encoding in the form of `x` and `_`
representing `1` and `0`. Ie. the BitArray `10110` would be JSON encoded as
`"x_xx_"`

### Part

Part is used to break up blocks into pieces that can be gossiped in parallel
and securely verified using a Merkle tree of the parts.

Part contains the index of the part (`Index`), the actual
underlying data of the part (`Bytes`), and a Merkle proof that the part is contained in
the set (`Proof`).

```go
type Part struct {
    Index int
    Bytes []byte
    Proof SimpleProof
}
```

See details of SimpleProof, below.

### MakeParts

Encode an object using Amino and slice it into parts.
Tendermint uses a part size of 65536 bytes, and allows a maximum of 1601 parts
(see `types.MaxBlockPartsCount`). This corresponds to the hard-coded block size
limit of 100MB.

```go
func MakeParts(block Block) []Part
```

## Merkle Trees

For an overview of Merkle trees, see
[wikipedia](https://en.wikipedia.org/wiki/Merkle_tree)

We use the RFC 6962 specification of a merkle tree, with sha256 as the hash function.
Merkle trees are used throughout Tendermint to compute a cryptographic digest of a data structure.
The differences between RFC 6962 and the simplest form a merkle tree are that:

1. leaf nodes and inner nodes have different hashes.
   This is for "second pre-image resistance", to prevent the proof to an inner node being valid as the proof of a leaf.
   The leaf nodes are `SHA256(0x00 || leaf_data)`, and inner nodes are `SHA256(0x01 || left_hash || right_hash)`.

2. When the number of items isn't a power of two, the left half of the tree is as big as it could be.
   (The largest power of two less than the number of items) This allows new leaves to be added with less
   recomputation. For example:

```
   Simple Tree with 6 items           Simple Tree with 7 items

              *                                  *
             / \                                / \
           /     \                            /     \
         /         \                        /         \
       /             \                    /             \
      *               *                  *               *
     / \             / \                / \             / \
    /   \           /   \              /   \           /   \
   /     \         /     \            /     \         /     \
  *       *       h4     h5          *       *       *       h6
 / \     / \                        / \     / \     / \
h0  h1  h2 h3                      h0  h1  h2  h3  h4  h5
```

### MerkleRoot

The function `MerkleRoot` is a simple recursive function defined as follows:

```go
// SHA256(0x00 || leaf)
func leafHash(leaf []byte) []byte {
	return tmhash.Sum(append(0x00, leaf...))
}

// SHA256(0x01 || left || right)
func innerHash(left []byte, right []byte) []byte {
	return tmhash.Sum(append(0x01, append(left, right...)...))
}

// largest power of 2 less than k
func getSplitPoint(k int) { ... }

func MerkleRoot(items [][]byte) []byte{
	switch len(items) {
	case 0:
		return nil
	case 1:
		return leafHash(items[0])
	default:
		k := getSplitPoint(len(items))
		left := MerkleRoot(items[:k])
		right := MerkleRoot(items[k:])
		return innerHash(left, right)
	}
}
```

Note: `MerkleRoot` operates on items which are arbitrary byte arrays, not
necessarily hashes. For items which need to be hashed first, we introduce the
`Hashes` function:

```
func Hashes(items [][]byte) [][]byte {
    return SHA256 of each item
}
```

Note: we will abuse notion and invoke `MerkleRoot` with arguments of type `struct` or type `[]struct`.
For `struct` arguments, we compute a `[][]byte` containing the amino encoding of each
field in the struct, in the same order the fields appear in the struct.
For `[]struct` arguments, we compute a `[][]byte` by amino encoding the individual `struct` elements.

### Simple Merkle Proof

Proof that a leaf is in a Merkle tree is composed as follows:

```golang
type SimpleProof struct {
        Total int
        Index int
        LeafHash []byte
        Aunts [][]byte
}
```

Which is verified as follows:

```golang
func (proof SimpleProof) Verify(rootHash []byte, leaf []byte) bool {
	assert(proof.LeafHash, leafHash(leaf)

	computedHash := computeHashFromAunts(proof.Index, proof.Total, proof.LeafHash, proof.Aunts)
    return computedHash == rootHash
}

func computeHashFromAunts(index, total int, leafHash []byte, innerHashes [][]byte) []byte{
	assert(index < total && index >= 0 && total > 0)

	if total == 1{
		assert(len(proof.Aunts) == 0)
		return leafHash
	}

	assert(len(innerHashes) > 0)

	numLeft := getSplitPoint(total) // largest power of 2 less than total
	if index < numLeft {
		leftHash := computeHashFromAunts(index, numLeft, leafHash, innerHashes[:len(innerHashes)-1])
		assert(leftHash != nil)
		return innerHash(leftHash, innerHashes[len(innerHashes)-1])
	}
	rightHash := computeHashFromAunts(index-numLeft, total-numLeft, leafHash, innerHashes[:len(innerHashes)-1])
	assert(rightHash != nil)
	return innerHash(innerHashes[len(innerHashes)-1], rightHash)
}
```

The number of aunts is limited to 100 (`MaxAunts`) to protect the node against DOS attacks.
This limits the tree size to 2^100 leaves, which should be sufficient for any
conceivable purpose.

### IAVL+ Tree

Because Tendermint only uses a Simple Merkle Tree, application developers are expect to use their own Merkle tree in their applications. For example, the IAVL+ Tree - an immutable self-balancing binary tree for persisting application state is used by the [Cosmos SDK](https://github.com/cosmos/cosmos-sdk/blob/ae77f0080a724b159233bd9b289b2e91c0de21b5/docs/interfaces/lite/specification.md)

## JSON

### Amino

Amino also supports JSON encoding - registered types are simply encoded as:

```
{
  "type": "<amino type name>",
  "value": <JSON>
}
```

For instance, an ED25519 PubKey would look like:

```
{
  "type": "tendermint/PubKeyEd25519",
  "value": "uZ4h63OFWuQ36ZZ4Bd6NF+/w9fWUwrOncrQsackrsTk="
}
```

Where the `"value"` is the base64 encoding of the raw pubkey bytes, and the
`"type"` is the amino name for Ed25519 pubkeys.

### Signed Messages

Signed messages (eg. votes, proposals) in the consensus are encoded using Amino.

When signing, the elements of a message are re-ordered so the fixed-length fields
are first, making it easy to quickly check the type, height, and round.
The `ChainID` is also appended to the end.
We call this encoding the SignBytes. For instance, SignBytes for a vote is the Amino encoding of the following struct:

```go
type CanonicalVote struct {
	Type      byte
	Height    int64            `binary:"fixed64"`
	Round     int64            `binary:"fixed64"`
	BlockID   CanonicalBlockID
	Timestamp time.Time
	ChainID   string
}
```

The field ordering and the fixed sized encoding for the first three fields is optimized to ease parsing of SignBytes
in HSMs. It creates fixed offsets for relevant fields that need to be read in this context.
For more details, see the [signing spec](../consensus/signing.md).
Also, see the motivating discussion in
[#1622](https://github.com/tendermint/tendermint/issues/1622).